Credit and financial service providing institutes are subject to the audit of the notification requirements and codes of conduct according to § 36 WpHG (German Securities Trading Act).

We carry out the audit according to the WpHG both in connection with the annual audit and uncoupled from this. Our employees who work in this field of expertise have many years of experience and excellent knowledge of the Securities Trading Act as well as the supplementary laws, regulations and communiqués of the regulatory authorities.